Insights

Managing enterprise GRC and big data

Managing risks that affect the business is a fundamental activity, as these risks influence an organisation’s performance, reputation and future success. With this, the enterprise governance, risk & compliance (GRC) framework is steadily becoming an integral and vital element for enabling financial institutions to operate profitably and effectively. In...

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Ethics and education are important, but compliance is the biggest weakness in the advice industry

Proposed changes to licensee remediation programs flagged by ASIC early in 2016 will have major effects on many dealer groups’ already overstretched compliance teams, according to a leading advice industry consultant. In an interview with financialobserver, Reddacliff Consulting principal Tom Reddacliff said the corporate regulator’s proposal that licensees be...

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Driving better consumer outcomes in financial advice

Adopting better self-regulation was the key to improving trust and driving better consumer outcomes in financial advice, according to one industry veteran and consultant. Speaking to financialobserver, Tom Reddacliff, a former FPA general manager and now executive director at compliance firm Frisk Retrieval, said only a complete overhaul of...

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What is actually in the best interests of advisers?

From Tom Reddacliff, former general manager of the FPA and executive director at Frisk Retrieval. I have read with interest recent comments from the Association of Independently Owned Financial Professionals (AIOFP) and the Life Insurance Customer Group (LICG) that the FPA and the Association of Financial Advisers (AFA) don’t...

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Smarter Compliance – It’s time to ask smarter questions.

Smarter Compliance – A risk based continuous monitoring solution driving consistent and compliant advice using improved Reach and Intelligence. CURRENT CHALLENGES FACING THE RETAIL WEALTH MANAGEMENT INDUSTRY IN AUSTRALIA: Compliance Reach affected by distributed operations Limited visibility due to volume, complexity and types of data Difficulty prioritising and targeting...

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Geek appointed as Distribution Agent

We have great pleasure in officially announcing the appointment of Geek as a Frisk Retrieval distribution agent. The exciting and open approach of Geek directors Jon Paior and Giovanni Tirimacco, gives Frisk great confidence in a fruitful alliance that will enhance both companies’ networks, sales and customer offerings. Geek...

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Contact Us

180 Flinders St ADELAIDE SA 5000
PO Box 879, UNLEY BC SA 5061

Phone: 1300 43 33 11
Email: mail@frisk.com.au

180 Flinders St ADELAIDE SA 5000
PO Box 879, UNLEY BC SA 5061

p: 1300 43 33 11
e: mail@frisk.com.au

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